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FINRA Awards for AXA Advisors

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Displaying 31-40 out of 67 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0239203/14/2019Claimant(s): Jeffrey Stillwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Allstate Financial Services, The Equitable Life Assurance Society Of
Respondent Lawyers(s): Katelyn R. Miller, Michael J. Biondi
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
18-0152901/31/2019Claimant(s): John McDonough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Mark C. Watler
Hearing Site: Houston, TX
18-0126611/14/2018Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, The Equitable Life Assurance Society
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Albuquerque, NM
17-0310706/19/2018Claimant(s): Daniel Dodgen
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): AXA Advisors
Respondent Lawyers(s): Pamela Rosado
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
16-0080206/01/2018Claimant(s): Joel Kettler
Claimant Lawyers(s): Robert J. Girard
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): Elliott D. Finkel, Jeanne E. Irving, Jack R. Goetz
Hearing Site: Los Angeles, CA
18-0058605/18/2018Claimant(s): AXA Advisors, AXA Network LLC
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Abdul Chowdhury
Respondent Lawyers(s): Abdul H. Chowdhury
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
17-0312205/14/2018Claimant(s): James Biggar, Thomas Graham
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Steven Irving Platt
Hearing Site: Baltimore, MD
17-0166204/27/2018Claimant(s): Todd Barden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Gerald W. Hepp
Hearing Site: Milwaukee, WI
16-0310804/18/2018Claimant(s): Derek Eichenwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
17-0146702/16/2018Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): David Moore
Respondent Lawyers(s): Otto F. Feil
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA

67 Results

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