Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann Claimant Lawyers(s): Joshua F. Bautz Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | ||
| 18-02162 | 03/22/2019 | Claimant(s): Douglas J. Calnan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 18-00496 | 01/08/2019 | Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 18-00697 | 10/19/2018 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Frank M. Romano Hearing Site: Houston, TX | ||
| 17-03357 | 08/03/2018 | Claimant(s): Scott Pinkerton Claimant Lawyers(s): Eric Litow Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 17-02988 | 07/12/2018 | Claimant(s): Kerry Stinman Claimant Lawyers(s): Eric Litow Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demien J. Betz Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 17-02218 | 05/10/2018 | Claimant(s): Walter Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC | ||
| 17-02044 | 04/05/2018 | Claimant(s): James Garner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Michael S. Matek Hearing Site: Denver, CO | ||
| 17-02577 | 04/02/2018 | Claimant(s): Girish Thakar Claimant Lawyers(s): Armin Sarabi Respondent(s): A. G. Edwards & Sons., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deidre Wolff, Sarah Yates Arbitrator(s): Michael D. McDowell Hearing Site: Pittsburgh, PA |