| 12-01516 | 12/04/2014 | Claimant(s): Justin Mirro
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): James M. Baumann, Leah R. Marks, Michael S. Perinelli
Hearing Site: New York, NY
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| 12-03722 | 03/18/2014 | Claimant(s): Nauman Toor
Claimant Lawyers(s): Joshua H. Reisman
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Daryl S. Landy
Arbitrator(s): Mary L. Williams, Annette Gres Shepherd, Ian F. Gow
Hearing Site: Los Angeles, CA
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| 13-00698 | 10/02/2013 | Claimant(s): Jesse Litvak
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Boyd M. Johnson
Arbitrator(s): David E. Robbins, David S. Paul, Louis Fox Burke
Hearing Site: New York, NY
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| 10-00798 | 04/12/2012 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Alexander Kadish, Matthew Gorelik
Respondent Lawyers(s): Ryan D. Saba
Arbitrator(s): Robert D. Sussin, Suzanne Viau Chamberlain, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
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| 11-01477 | 02/24/2012 | Claimant(s): Morgan Keegan & Company., Susan Schmelzer
Claimant Lawyers(s): Marc S Dobin
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Hallie B. Levin
Arbitrator(s): Robert A. Cohen
Hearing Site: New York, NY
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| 08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC
Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome
Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke
Hearing Site: New York, NY
| | Expungement |
| 09-03441 | 04/26/2010 | Claimant(s): Peter Lombard
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Jefferies & Company., Jefferies Group.
Respondent Lawyers(s): David Elsberg
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Dennis R. Surprenant
Hearing Site: Boston, MA
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| 09-03263 | 12/09/2009 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): John Coen
Respondent Lawyers(s): John Paul Coen
Arbitrator(s): Irwin Kahn, Lewis B. Insler
Hearing Site: New York, NY
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| 08-00093 | 02/06/2009 | Claimant(s): Joseph Rosio
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Joseph Allgor
Arbitrator(s): Edward L. Levine, Robert M. Berman, Thomas Anthony Brady
Hearing Site: Newark, NJ
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