| 18-04108 | 05/13/2019 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Anthony Germano
Respondent Lawyers(s): Anthony Joseph Germano
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
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| 18-00916 | 11/07/2018 | Claimant(s): Brian Clark
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
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| 17-01037 | 08/16/2018 | Claimant(s): Bruce Plyer
Claimant Lawyers(s): Joshua K Bromberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Fred S. Pieroni, Marvin Schleyer, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 17-02059 | 02/14/2018 | Claimant(s): Louis Tranquilli
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto
Claimant Lawyers(s): Gary Menzer
Respondent(s): Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope
Hearing Site: Newark, NJ
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| 13-03007 | 03/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Leo J. Karwejna, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 13-02344 | 07/22/2014 | Claimant(s): Walter Prochorenko
Claimant Lawyers(s): Michael Farhi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Susan L. Nardone
Arbitrator(s): Ernest Edward Badway, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 11-01414 | 01/18/2012 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Norman L. Tolle
Arbitrator(s): Edward W. Morris, Frank Masi, Paul Allan Massaro
Hearing Site: Newark, NJ
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