| 18-00523 | 06/25/2019 | Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels
Hearing Site: Dallas, TX
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| 18-02908 | 06/17/2019 | Claimant(s): Marvin Ferguson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wachovia Securities Inc.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 18-03277 | 06/12/2019 | Claimant(s): PFS Investments Inc.
Claimant Lawyers(s): Stephen D. Councill
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 18-03545 | 06/05/2019 | Claimant(s): Heath Abernathy
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): James W. Kerr
Hearing Site: Dallas, TX
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| 18-03909 | 05/17/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 18-03570 | 04/22/2019 | Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 18-01254 | 04/15/2019 | Claimant(s): Lori Welborn
Claimant Lawyers(s): Stuart M. Reynolds
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): Lee Johnsey
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
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| 17-02632 | 04/12/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Roxanne Fixsen
Respondent(s): Hanh Williams
Respondent Lawyers(s): Hanh Thai Williams
Arbitrator(s): C. Sumpter Logan, Robert E. Witt, Kenneth Haben
Hearing Site: Dallas, TX
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| 18-01937 | 03/20/2019 | Claimant(s): John Coyle
Claimant Lawyers(s): Clint A. Corrie
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan Neerman
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
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| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
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