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FINRA Awards for Atlanta, GA

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Displaying 71-80 out of 237 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0254603/26/2020Claimant(s): Scott Tittle
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Edward Jones, Wells Fargo Clearing Services
Respondent Lawyers(s): Darren Goodman, Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0292903/11/2020Claimant(s): Brady Beelman
Claimant Lawyers(s): Brady Ross Beelman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Michael J. Ahlstrom, Henry W. Grady, Samuel Appel
Hearing Site: Atlanta, GA
19-0191103/04/2020Claimant(s): Michael Godbee
Claimant Lawyers(s): Michael Shane Godbee
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Cassandra Kimberly Ward, Jeffrey Alperin, Jack Walsh
Hearing Site: Atlanta, GA
19-0262602/19/2020Claimant(s): Jack Cohen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0269502/18/2020Claimant(s): David Whelchel, Shawn Lesser
Claimant Lawyers(s): Eric J. Taylor
Respondent(s): Intellivest Securities.
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E Gulden, Robert Payne Koven, Jeffrey Alperin
Hearing Site: Atlanta, GA
19-0233702/18/2020Claimant(s): Joy Hurst
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
19-0069702/12/2020Claimant(s): Charles Goldberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
19-0131402/07/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Eric Barbour
Respondent Lawyers(s): Eric Christopher Barbour
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
19-0269601/27/2020Claimant(s): Robert Weldon
Claimant Lawyers(s): Robert Michael Weldon
Respondent(s): Nuveen Securities
Respondent Lawyers(s): Jennifer Englander
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
19-0203601/09/2020Claimant(s): Michael Grace
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kate Brooker Evans
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA

237 Results

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