Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-07229 | 04/21/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): David Pressly Respondent Lawyers(s): David Pressly Arbitrator(s): David M. Snyder, Karla Y. Vogel, Reid P. Conklin Hearing Site: Atlanta, GA | ||
| 09-06845 | 03/23/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shepherd D. Tate Respondent(s): Michael Cain Respondent Lawyers(s): Raymond L. Moss Arbitrator(s): Judith Stilz Ogden, Robert L. Lestina, David Blair Sinyard Hearing Site: Atlanta, GA | ||
| 09-06429 | 03/22/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): John Hopkins Respondent Lawyers(s): John H. Ridley Arbitrator(s): J. Maxwell Williams Hearing Site: Atlanta, GA | ||
| 10-00145 | 03/09/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Homer Vining Respondent Lawyers(s): Homer Vining Arbitrator(s): Hugh J. Moore Hearing Site: Atlanta, GA | ||
| 10-03979 | 03/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Priscilla Jones Respondent Lawyers(s): Priscilla Ann Jones Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 10-03464 | 02/17/2011 | Claimant(s): Ruth Goldstein Claimant Lawyers(s): Ruth D. Goldstein Respondent(s): James Webb, Kathi Mansfield, Cape Securities Inc. Respondent Lawyers(s): Melissa Malcom Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 10-04368 | 02/03/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Barry S. Gold Respondent(s): John Stroud Respondent Lawyers(s): John David Stroud Arbitrator(s): Mark A. Myers Hearing Site: Atlanta, GA | ||
| 10-03661 | 02/02/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Lee Jenkins Respondent Lawyers(s): Lee Allen Jenkins Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 10-04156 | 01/28/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William McCourt Schmitt Respondent(s): Christopher Wilson Respondent Lawyers(s): Christopher J. Wilson Arbitrator(s): Alan Stamm Hearing Site: Atlanta, GA | ||
| 10-02680 | 12/20/2010 | Claimant(s): Elizabeth Stana Claimant Lawyers(s): Jason R. Doss Respondent(s): Invesco Aim Distributors. Respondent Lawyers(s): Robert P. Riordan Arbitrator(s): Ralph S. Paden, William Mase Moxley, Floyd W. McRae Hearing Site: Atlanta, GA |