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FINRA Awards for Kathi Mansfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0346402/17/2011Claimant(s): Ruth Goldstein
Claimant Lawyers(s): Ruth D. Goldstein
Respondent(s): James Webb, Kathi Mansfield, Cape Securities Inc.
Respondent Lawyers(s): Melissa Malcom
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA

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