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FINRA Awards for John Stroud

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0436802/03/2011Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): John Stroud
Respondent Lawyers(s): John David Stroud
Arbitrator(s): Mark A. Myers
Hearing Site: Atlanta, GA
09-0517211/16/2010Claimant(s): National Financial Services.
Claimant Lawyers(s): Michael G. Shannon
Respondent(s): John Stroud, Stroud Capital Fund, Stroud Capital GP, Stroud Capital Management LLC
Respondent Lawyers(s): David Stroud
Arbitrator(s): Douglas F. Stone, Susan Mills Richmond, Clarence Smith
Hearing Site: New York, NY
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