| 21-00147 | 02/08/2022 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Erika Binnix
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 21-01097 | 01/31/2022 | Claimant(s): Kurt Van Dyken, Ronald Bullis
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 18-04155 | 11/10/2021 | Claimant(s): Jason Klein
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Olga Hejl
Respondent Lawyers(s): Salvatore W. Pirrotta
Arbitrator(s): Edward M. Olson, Raymond J. Sterling, Ethan Ray
Hearing Site: Detroit, MI
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| 20-03165 | 09/23/2021 | Claimant(s): Vincent Panizzi
Claimant Lawyers(s): Harry Meyer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Detroit, MI
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| 20-02449 | 09/03/2021 | Claimant(s): Gary Mattson
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brookstreet Securities Corporation, Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky, Julie Mains
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 19-00017 | 08/18/2021 | Claimant(s): Elizabeth Silver, Jason Geisz, Raymond Biswanger, Robert Alati
Claimant Lawyers(s): David M. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Wayne Carl Hallquist, Timothy Guerriero
Hearing Site: Detroit, MI
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| 20-02890 | 08/02/2021 | Claimant(s): John Thibault
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): J. Travis Mihelick
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-03009 | 08/02/2021 | Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): IAC Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-03008 | 07/23/2021 | Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): USAllianz Securities.
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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