Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 23-01134 | 03/08/2024 | Claimant(s): Robert Cohen Claimant Lawyers(s): Robert David Cohen Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus Hearing Site: New York, NY | ||
| 23-00695 | 01/04/2024 | Claimant(s): Keith Medeck Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos Claimant Lawyers(s): Craig A. Riha Respondent(s): Wilmington Capital Securities Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin Hearing Site: New York, NY | ||
| 21-01644 | 03/30/2022 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily Hayes Arbitrator(s): Ted M. Rosen Hearing Site: Albany, NY | ||
| 20-01971 | 06/15/2021 | Claimant(s): Weild & Co. Claimant Lawyers(s): Elliott M. Kroll Respondent(s): Tradesman Program Managers Respondent Lawyers(s): Mitchell Schuster Arbitrator(s): Ted M. Rosen, Paul J. Camilleri, Anthony Michael Sabino Hearing Site: New York, NY | ||
| 20-01944 | 04/05/2021 | Claimant(s): Paul Cooney Claimant Lawyers(s): Irwin Weltz Respondent(s): Hapoalim Securities USA., Maxim Group LLC Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-02657 | 05/27/2020 | Claimant(s): Marc Seeherman Claimant Lawyers(s): Benjamin J. Biard Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-01482 | 01/13/2020 | Claimant(s): Lysandra Maxim Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Quick & Reilly. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY |