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FINRA Awards for Morgan Stanley

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Displaying 761-770 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0125303/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Brian Dabney
Respondent Lawyers(s): Brian W. Dabney
Arbitrator(s): R. Phillip Reed
Hearing Site: Louisville, KY
10-0544403/16/2011Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Morgan Stanley, Stephen Beatty
Respondent Lawyers(s): David A. Stein, Joe Gehring
Arbitrator(s): Aubrey Lees, Mark J. Happe, Royce Russell
Hearing Site: New York, NY
10-0083303/15/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Amelie Escher
Respondent Lawyers(s): Amelie S. Escher
Arbitrator(s): Eugene M. Kaufman
Hearing Site: New York, NY
10-0477103/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Denise Rocchio
Respondent Lawyers(s): Denise Rocchio
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
10-0103602/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Palmer
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Robert S. Sugarman, Richard R. Bicek, Elayne Morgan
Hearing Site: Chicago, IL
09-0713502/22/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Costa
Respondent Lawyers(s): Michael J. McShea
Arbitrator(s): W. Sean Kelleher, Elena M. Colianni, George H. Perich
Hearing Site: Pittsburgh, PA
10-0401501/21/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): August "Jamie" H. Schupp
Respondent(s): Peter Jelstrom
Respondent Lawyers(s): Peter Lindsay Jelstrom
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
09-0548901/11/2011Claimant(s): George Saltzman
Claimant Lawyers(s): David F. McComb
Respondent(s): Jeffrey Smith, Morgan Stanley
Respondent Lawyers(s): Allison J. Adler
Arbitrator(s): Guillermo L. Bosch, Elizabeth A. McKinney, Richard N. Kelmans
Hearing Site: Philadelphia, PA
10-0339912/03/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Timothy Scanlan
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): James A. Lundberg
Hearing Site: Milwaukee, WI
09-0519611/19/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): John Lutz
Respondent(s): George Garro, Jon Metzger, SMH Capital Inc.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Larry D. Hayden, Luis D. Rovira, David L. Erickson
Hearing Site: Denver, CO

784 Results

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