| 17-03416 | 07/06/2018 | Claimant(s): Brian MacKinnon, Timothy MacKinnon
Claimant Lawyers(s): Kenneth E. Meister
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael P. Anciello, Susan E. Maloney, Patrick W. McKeon
Hearing Site: Boston, MA
| | |
| 18-00752 | 07/03/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Richard Williamson
Respondent Lawyers(s): Richard Anthony Williamson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Jacksonville, FL
| | |
| 17-02450 | 06/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Andrea J. Goldman
Hearing Site: Boston, MA
| | |
| 18-00454 | 06/20/2018 | Claimant(s): Ira Kravitz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Lin
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 18-00588 | 06/20/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): James Kelly
Respondent Lawyers(s): James Joseph Kelly
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | |
| 18-00249 | 06/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Michael D Bressan
Respondent(s): Daniel Abel
Respondent Lawyers(s): Ronald Angerer
Arbitrator(s): Ken Ziesenheim, Cecelia Dianne Jefferson, Bryan Robert Rendzio
Hearing Site: Jacksonville, FL
| | |
| 18-00734 | 06/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Todd Ratner
Respondent(s): Whitney Stewart
Respondent Lawyers(s): Whitney W Stewart
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
| | |
| 16-03717 | 06/13/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Pellegrino
Respondent Lawyers(s): Darryl J. Bouganim
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 17-02216 | 06/07/2018 | Claimant(s): Ari Baum
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen
Hearing Site: New York, NY
| | |
| 17-00427 | 05/22/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Mark Vanaelst
Respondent Lawyers(s): Mark David Vanaelst
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
