Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02892 | 04/23/2021 | Claimant(s): William Torriente Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-01171 | 11/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-02801 | 05/08/2020 | Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | ||
| 19-01206 | 11/01/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV | ||
| 18-04324 | 07/16/2019 | Claimant(s): Donald Burton Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ | ||
| 18-01196 | 12/18/2018 | Claimant(s): Scott Hood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Judy Louie, Randi P. Spallina Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA |