| 20-01557 | 03/15/2021 | Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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| 20-01779 | 02/23/2021 | Claimant(s): Kevin Piker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M Towns
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Kansas City, MO
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| 18-04389 | 09/16/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie
Claimant Lawyers(s): Matthew Wolper
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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| 14-00698 | 07/29/2016 | Claimant(s): Heath Dowell
Claimant Lawyers(s): W.D. Masterson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jannell M. Ahnert
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Dallas, TX
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| 10-02266 | 06/01/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Wilson
Respondent Lawyers(s): David P. Wilson
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Little Rock, AR
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| 09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): William Livingston Coster
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
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| 08-05026 | 01/20/2011 | Claimant(s): Fox & Company Investments Inc.
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Shryack, Steven Gundy, Milkie/Ferguson Investments.
Respondent Lawyers(s): David A. Zisser, Henry J. Ackels
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Robert M. Nicoud
Hearing Site: Dallas, TX
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