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FINRA Awards for Pruco Securities.

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Displaying 11-20 out of 45 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0128303/17/2022Claimant(s): Anthony Riscili
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb
Hearing Site: Chicago, IL
20-0331312/17/2021Claimant(s): Geoffrey Newman
Claimant Lawyers(s): Geoffrey Lynn Newman
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Jane C. Carney, Stephen D. Altman, Ronald Kalungi
Hearing Site: Washington, DC
21-0101911/24/2021Claimant(s): John Barber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Julius Z. Frager
Hearing Site: Columbus, OH
21-0051411/23/2021Claimant(s): Matthew Champion
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jason Snyder
Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen
Hearing Site: Syracuse, NY
21-0007108/10/2021Claimant(s): Barbara Heaton
Claimant Lawyers(s): Erika Binnix
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
20-0269505/14/2021Claimant(s): Todd Trusso
Claimant Lawyers(s): Harris Freedman
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novolesky
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
20-0184405/10/2021Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselski
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
20-0129602/09/2021Claimant(s): Zachary Brody
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0146601/29/2021Claimant(s): Kevin Janus
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
20-0099512/10/2020Claimant(s): Matthew Dauksza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): John James McGovern
Hearing Site: Syracuse, NY

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