| 24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Kris Galloway
Respondent(s): Michael Magruder
Respondent Lawyers(s): Michael E. Magruder
Arbitrator(s): Langfred W. White
Hearing Site: Orlando, FL
| | |
| 24-00431 | 09/25/2024 | Claimant(s): Dax Seale
Claimant Lawyers(s): George L. Guerra
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman
Hearing Site: Dallas, TX
| | |
| 23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Robert Franden
Respondent Lawyers(s): Robert Franden
Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland
Hearing Site: Oklahoma City, OK
| | |
| 22-01974 | 03/04/2024 | Claimant(s): James Zahringer
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner
Hearing Site: Boca Raton, FL
| | |
| 23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Katherine Tarbox
Respondent Lawyers(s): Katherine Alexandra Tarbox
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | |
| 23-01368 | 01/23/2024 | Claimant(s): William Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company.
Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
| | |
| 23-01573 | 11/27/2023 | Claimant(s): Joe Franklin
Claimant Lawyers(s): Bryan Ward
Respondent(s): LPL Financial LLC, Raymond James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek
Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
| | |
| 13-02527 | 01/29/2015 | Claimant(s): Arthur Caporale
Claimant Lawyers(s): Nancy L. Cavey
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette
Hearing Site: Tampa, FL
| | |
| 08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick
Claimant Lawyers(s): Paul M. Thomas
Respondent(s): Joe King, Raymond James & Associates.
Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki
Arbitrator(s):
Hearing Site: New Orleans, LA
| | |
