Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01040 | 03/24/2021 | Claimant(s): Arturo Torres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Usaa Investment Services Company Respondent Lawyers(s): Sarah Moffett Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02202 | 03/24/2021 | Claimant(s): Scott Tiras Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02128 | 02/17/2021 | Claimant(s): Bill Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | ||
| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 20-00950 | 11/24/2020 | Claimant(s): Christopher Gammon Claimant Lawyers(s): Chad Weaver Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-00354 | 10/01/2020 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 18-01475 | 02/04/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 18-00558 | 01/18/2019 | Claimant(s): Beth Hearn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Carolyn Browne Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |