| 21-00912 | 06/24/2022 | Claimant(s): Erin Daly
Claimant Lawyers(s): Michelle Daly
Respondent(s): Citigroup Global Markets., Citibank, N.A., Citigroup Inc.
Respondent Lawyers(s): Lisa Lupion
Arbitrator(s): Alexander Wayman Hunter, Roger Pierro, Helen Scott Ching
Hearing Site: New York, NY
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| 20-02284 | 05/20/2022 | Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 21-01095 | 04/27/2022 | Claimant(s): Marlen Osadchy
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Edward W. Morris, Cynthia Kouril, Joanne Sari Feld
Hearing Site: New York, NY
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| 21-02292 | 04/21/2022 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Leyla Bari
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-01912 | 03/28/2022 | Claimant(s): Julie Johnson
Claimant Lawyers(s): James P. Galvin
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, John Murphy
Arbitrator(s): Philip J. Glick, Michael Jeffrey Norton, Gregory M. Scanlon
Hearing Site: Denver, CO
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| 21-01402 | 12/17/2021 | Claimant(s): Damon Johnson
Claimant Lawyers(s): Zachary Morse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 21-01216 | 12/08/2021 | Claimant(s): Henry Franscioni
Claimant Lawyers(s): Zachary Morse
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 21-00702 | 11/03/2021 | Claimant(s): Anibal Drelichman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co.., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Nicola Anne Murphy
Arbitrator(s): Michael James Malone
Hearing Site: Washington, DC
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| 21-00306 | 10/25/2021 | Claimant(s): Sofia Ward
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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