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FINRA Awards for Benjamin Winograd

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Displaying 11-20 out of 36 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0273407/01/2021Claimant(s): Damian Dering
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
20-0264606/30/2021Claimant(s): Ying Zhang
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Patrick Mulligan
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
20-0271506/21/2021Claimant(s): Darin Gibson
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael Bryant
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
20-0264906/17/2021Claimant(s): Ying Zhang
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Patrick Mulligan
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
20-0273606/15/2021Claimant(s): Damian Dering
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
20-0218005/14/2021Claimant(s): Leigh Jeter Stanford
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): David J. Romanski
Hearing Site: San Francisco, CA
20-0238505/03/2021Claimant(s): Gregory Reynolds
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Foresters Financial Services.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
20-0198404/23/2021Claimant(s): Jeff Jen
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
20-0156004/22/2021Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
20-0212104/20/2021Claimant(s): Randall Long
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Integrated Resources Equity Corporation
Respondent Lawyers(s): Gary Swiman
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA

36 Results

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