23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey R. Jury Hearing Site: Little Rock, AR
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21-01772 | 01/10/2024 | Claimant(s): Lindsay Francis, Maggie Browney, Wayne D. Miller Revocable Living Trust Claimant Lawyers(s): Cortney S. Alexander Respondent(s): Eric Hynden, UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Cassandra Kimberly Ward, Zoana Price, Abiola F Bankole-Hameed Hearing Site: Atlanta, GA
| | $260,800 |
23-00226 | 01/10/2024 | Claimant(s): Terry Hastings Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA
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23-01651 | 01/10/2024 | Claimant(s): Jarod Tibbetts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Country Capital Management Company Respondent Lawyers(s): John O'Brien Arbitrator(s): Robert J. Gregory Hearing Site: Kansas City, MO
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23-00915 | 01/09/2024 | Claimant(s): William Garity Medina Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-00796 | 01/09/2024 | Claimant(s): Daniel Beech Claimant Lawyers(s): Tosh Grebenik Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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23-01403 | 01/08/2024 | Claimant(s): Brian Griffin Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Michael Rowe Arbitrator(s): Jeffrey M. Bain Hearing Site: Buffalo, NY
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23-01339 | 01/08/2024 | Claimant(s): Brennan Mayfield Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
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23-00333 | 01/08/2024 | Claimant(s): Brian Gardiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cabot Lodge Securities LLC Respondent Lawyers(s): James Baehr Arbitrator(s): Nancy E. Watters Hearing Site: Baltimore, MD
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23-02249 | 01/05/2024 | Claimant(s): Simone Varessi Claimant Lawyers(s): Simone Varessi Respondent(s): LPL Financial LLC, William Faith Respondent Lawyers(s): Jon D. Kaplon, William Lawrence Faith Arbitrator(s): Andrew W. Levin Hearing Site: Los Angeles, CA
| | $0 |