| 21-00336 | 02/20/2024 | Claimant(s): Edward Winston
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz
Hearing Site: New York, NY
|  | $0 |
| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
| | |
| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari
Claimant Lawyers(s): Maryann P Gallagher
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller
Hearing Site: San Diego, CA
| | |
| 23-02061 | 02/20/2024 | Claimant(s): Edward Yoon
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Diana Offen, Mehdi Famili
Respondent Lawyers(s): Diana Offen, Mehdi Famili
Arbitrator(s): Mary M. O'Neil, Robert C. Albini, Daniel Farid Yasharel
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-00364 | 02/20/2024 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 22-01988 | 02/20/2024 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Erick Lopez
Respondent Lawyers(s): Erick Lopez
Arbitrator(s): Allen B. Lang, Deana S. Peck, Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
| | $0 |
| 22-02192 | 02/20/2024 | Claimant(s): Interactive Brokers Llc
Claimant Lawyers(s): Jovalin Dedaj
Respondent(s): Roman Suleymanov
Respondent Lawyers(s): Roman Suleymanov
Arbitrator(s): Diane M. Perry, Sidney J. Wartel, Mark H Schiff
Hearing Site: Boca Raton, FL
| | $0 |
| 23-00519 | 02/16/2024 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 23-01447 | 02/16/2024 | Claimant(s): Heath Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | |
| 23-01442 | 02/16/2024 | Claimant(s): Nathaniel Crowther
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Beth Grover Wiederholt
Arbitrator(s): Charles G. Michaels
Hearing Site: Salt Lake City, UT
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