21-00336 | 02/20/2024 | Claimant(s): Edward Winston Claimant Lawyers(s): Aegis J. Frumento Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mark T. Drooks Arbitrator(s): Vicki Z. Holleman, Susan C Lushing, Jeffrey Alan Helewitz Hearing Site: New York, NY
| | $0 |
23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ
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19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA
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23-02061 | 02/20/2024 | Claimant(s): Edward Yoon Claimant Lawyers(s): Elizabeth Lowery Respondent(s): Diana Offen, Mehdi Famili Respondent Lawyers(s): Diana Offen, Mehdi Famili Arbitrator(s): Mary M. O'Neil, Robert C. Albini, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
| | Expungement |
23-00364 | 02/20/2024 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-01988 | 02/20/2024 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Erick Lopez Respondent Lawyers(s): Erick Lopez Arbitrator(s): Allen B. Lang, Deana S. Peck, Benjamin F. Breslauer Hearing Site: Phoenix, AZ
| | $0 |
22-02192 | 02/20/2024 | Claimant(s): Interactive Brokers Llc Claimant Lawyers(s): Jovalin Dedaj Respondent(s): Roman Suleymanov Respondent Lawyers(s): Roman Suleymanov Arbitrator(s): Diane M. Perry, Sidney J. Wartel, Mark H Schiff Hearing Site: Boca Raton, FL
| | $0 |
23-00519 | 02/16/2024 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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23-01447 | 02/16/2024 | Claimant(s): Heath Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD
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23-01442 | 02/16/2024 | Claimant(s): Nathaniel Crowther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Grover Wiederholt Arbitrator(s): Charles G. Michaels Hearing Site: Salt Lake City, UT
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