23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku Claimant Lawyers(s): William Bean Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine Hearing Site: Los Angeles, CA
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23-01221 | 03/22/2024 | Claimant(s): William Ryan Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX
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22-02150 | 03/22/2024 | Claimant(s): Alfredo Serrano, Daniel Raupp, Gary Phelps, Henry Enno, Manfred Hegwer, Scott Weissman, Thomas Bruce Claimant Lawyers(s): Alan L. Rosca Respondent(s): Morgan Stanley Respondent Lawyers(s): Meaghan VerGow Arbitrator(s): Caroline N. Harney, Allen Greenberg, Mark W Solock Hearing Site: Chicago, IL
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23-01609 | 03/22/2024 | Claimant(s): Dawne Ferland Claimant Lawyers(s): Louis H. Miron Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner Hearing Site: Cincinnati, OH
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23-01538 | 03/22/2024 | Claimant(s): Hector Crespo Claimant Lawyers(s): Thomas McEvoy Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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23-01537 | 03/22/2024 | Claimant(s): Hector Crespo Claimant Lawyers(s): Thomas McEvoy Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY
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23-01176 | 03/22/2024 | Claimant(s): Matthew Larson Claimant Lawyers(s): Craig A. Riha Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY
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20-03738 | 03/21/2024 | Claimant(s): Michael Resch, Robert Galbreath, William Galbreath Claimant Lawyers(s): Marc Seldin Rosen Respondent(s): Anthony Stanley, Northwestern Mutual Investment Services Respondent Lawyers(s): Jeffrey J. Chomko, Liam O'Brien Arbitrator(s): Dolores E Trojak, John James McGovern, Peter John Maurice Forbes Hearing Site: Philadelphia, PA
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23-01369 | 03/21/2024 | Claimant(s): Sarra He Claimant Lawyers(s): Sarra He Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Mitchell S. Ostwald Hearing Site: San Francisco, CA
| | $10,303 |
23-03104 | 03/21/2024 | Claimant(s): Goshgar Huseynov Claimant Lawyers(s): Goshgar Huseynov Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL
| | $0 |