Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02952 | 05/09/2024 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01477 | 05/09/2024 | Claimant(s): Joseph Swanson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 22-01965 | 05/09/2024 | Claimant(s): Christopher Heilman, Ronald Kiser Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Truist Investment Services. Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley Hearing Site: Norfolk, VA | ||
| 23-02464 | 05/09/2024 | Claimant(s): Christian Blees Claimant Lawyers(s): Christian W. Blees Respondent(s): David Wolfe Respondent Lawyers(s): David Sanford Wolfe Arbitrator(s): Ilene T. Gormly, Eileen Joan Carpenter, William E Murray Hearing Site: Denver, CO | ||
| 23-01470 | 05/09/2024 | Claimant(s): Roshan Loungani Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Arete Wealth Management Respondent Lawyers(s): Bob Chung Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 23-01584 | 05/09/2024 | Claimant(s): Ping Shuang Wu Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 24-00207 | 05/08/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Sara Soto Respondent(s): Robert Boyer Respondent Lawyers(s): Robert Anthony Boyer Arbitrator(s): Mark H. Stein Hearing Site: Philadelphia, PA | ||
| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-03002 | 05/08/2024 | Claimant(s): Francis Lojewski Claimant Lawyers(s): James P. Galvin Respondent(s): Nationwide Securities Respondent Lawyers(s): Daniela Paez Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-00076 | 05/08/2024 | Claimant(s): Robert Fratkin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC |