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FINRA Awards

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Displaying 4,931-4,940 out of 22,091 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0037111/20/2020Claimant(s): Marina Bulyguina
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
$0
20-0093511/20/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
$0
20-0096411/20/2020Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
$0
20-0129911/20/2020Claimant(s): James Ziniel, Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
$0
20-0144911/20/2020Claimant(s): EDWIN WAINGART
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): John P. Cullem
Hearing Site: Columbia, SC
$0
20-0210811/20/2020Claimant(s): The Tipton L. Kiker Estate
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Juergen Weber
Respondent Lawyers(s): Juergen Weber
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
Checkmark Icon$158,000
19-0255911/20/2020Claimant(s): John Didomenico, on behalf of his IRA
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Daniel Raupp, Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski, Tanya S. Lambrechts
Arbitrator(s): Richard J. Kaplan, Joseph Benalt, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0156311/20/2020Claimant(s): Barbara Ciany-Murray
Claimant Lawyers(s): Barbara M. Ciany-Murray
Respondent(s): Robert Turley, Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0229011/20/2020Claimant(s): Robert Pascarella
Claimant Lawyers(s): Robert Pascarella
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William Mann
Arbitrator(s): Stephanie E. Simmons
Hearing Site: Houston, TX
Checkmark Icon$300
19-0323111/19/2020Claimant(s): Alfred Stratford
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Davenport & Company LLC
Respondent Lawyers(s): Kathleen Holman
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
$0

22,091 Results

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