06-00895 | 11/01/2007 | Claimant(s): Debra Reda-Cappos Claimant Lawyers(s): William Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): Michael J. Abbott, Sheryl L. Skibbe Arbitrator(s): Howard A. Emirhanian, Salvatore A. Sciortino, Steven J. Feldman Hearing Site: Los Angeles, CA
| | |
06-03306 | 11/01/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Peter Janowsky Respondent Lawyers(s): William A. DiConza Arbitrator(s): Gilbert F. Bach, Robina Fedora Asti, John Murray Carroll Hearing Site: New York, NY
| | |
06-03396 | 11/01/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Carlisle Kelson Respondent Lawyers(s): John C. Hamilton Arbitrator(s): G. Donald Steel, Michael F. Fetsch, Tim V. Young Hearing Site: Indianapolis, IN
| | |
06-04714 | 11/01/2007 | Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group. Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Robert Cargin, Regis Securities Corporation Respondent Lawyers(s): Robert K. Cargin Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner Hearing Site: Detroit, MI
| | |
06-05234 | 11/01/2007 | Claimant(s): Capital Growth Financial Claimant Lawyers(s): Delmer C. Gowing Respondent(s): Gregg Zadrozny Respondent Lawyers(s): Gregg Thomas Zadrozny Arbitrator(s): Sheldon I. Saitlin, David T. Adonailo, William James Russell Hearing Site: Boca Raton, FL
| | |
07-00812 | 11/01/2007 | Claimant(s): John Amon Claimant Lawyers(s): John I. Amon Respondent(s): Tom Moriarty, Vic Hobson, Intersecurities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Thomas W. Steed, Wayne Parker, William A. Collison Hearing Site: Raleigh, NC
| | |
06-05018 | 11/01/2007 | Claimant(s): Est. of D. Cermak, Patricia Prinds, Exe Claimant Lawyers(s): Barry D. Estell Respondent(s): Douglas Hemke, First Midamerica Investment Corp. Respondent Lawyers(s): Jeffrey Jamieson Arbitrator(s): Keith U. Martin, David A. Nixon, Michael J. Hunter Hearing Site: Kansas City, MO
| | $230,000 |
07-00805 | 11/01/2007 | Claimant(s): Scottrade. Claimant Lawyers(s): Thomas L. Azar Respondent(s): John Gott Respondent Lawyers(s): John C. Gott Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, David C. Redford Hearing Site: Houston, TX
| | $0 |
04-02939 | 10/31/2007 | Claimant(s): Pro-Integrity Securities. Claimant Lawyers(s): William Perry Respondent(s): Jeffrey Rubin Respondent Lawyers(s): Jeffrey S. Rubin Arbitrator(s): James A. Mullin, Lucia A. Aschettino, W. Jeffrey Weinlandt Hearing Site: New York, NY
| | |
07-00240 | 10/31/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Lawrence Scoloveno Respondent Lawyers(s): Lawrence D. Scoloveno Arbitrator(s): Sandralin J. Kiss, Virginia Kali Sourlis, Stanley M. Lenkowicz Hearing Site: Newark, NJ
| | |