| 07-01506 | 01/07/2008 | Claimant(s): Mesirow Financial.
Claimant Lawyers(s): A. Brad Busscher
Respondent(s): John Holoubek
Respondent Lawyers(s): John Francis Holoubek
Arbitrator(s): Daniel Baruch Lidawer
Hearing Site: Chicago, IL
| | |
| 07-02035 | 01/07/2008 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Randle B. Carpenter
Respondent(s): James Rossi
Respondent Lawyers(s): James David Rossi
Arbitrator(s): W. Jeffrey Weinlandt
Hearing Site: New York, NY
| | |
| 07-01760 | 01/07/2008 | Claimant(s): Richard Littell
Claimant Lawyers(s): Richard E. Littell
Respondent(s): Keith Connolly, William Mancusi, Vision Securties.
Respondent Lawyers(s): Harry J. Delagrammatikas, William Anthony Mancusi, William Mancusi
Arbitrator(s): Joann Peters
Hearing Site: Dallas, TX
|  | $2,908 |
| 07-00758 | 01/07/2008 | Claimant(s): John Rendall
Claimant Lawyers(s): Michael W. Wile
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Charles A. Gall
Arbitrator(s): Douglas A. Barr, Barry H. Barnett, James W. Warren
Hearing Site: Albuquerque, NM
| | $0 |
| 07-01608 | 01/04/2008 | Claimant(s): RBC Capital Markets Corporation
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Thomas Mitchell
Respondent Lawyers(s): Thomas Mitchell
Arbitrator(s): Ronnie Edward Nichols, Glenn A. Clinefelter, John Wescoat Sandlin
Hearing Site: Columbia, SC
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| 06-02135 | 01/03/2008 | Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ
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| 06-03491 | 01/03/2008 | Claimant(s): Kathryn Honea
Claimant Lawyers(s): J. Timothy Francis
Respondent(s): Bernard Michaud, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Victor L. Hayslip, Ronald Griffith Wilkins, Suzette Merriam Foster
Hearing Site: Birmingham, AL
| | $0 |
| 07-01311 | 01/03/2008 | Claimant(s): William B. and Mary Connolly
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Victoria Tomaro, TFS Securities.
Respondent Lawyers(s): Russell Burnside
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Thomas C. Tretter
Hearing Site: Hartford, CT
| | $0 |
| 06-02188 | 01/02/2008 | Claimant(s): Francis McDonough
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): W.H. Reaves & Co..
Respondent Lawyers(s): Thomas P. Lane
Arbitrator(s): Herbert Siegel, Richard S. Peskin, Joseph F. Grassi
Hearing Site: New York, NY
| | |
| 06-02790 | 01/02/2008 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Lynda Findlay
Respondent Lawyers(s): Lynda Ann Findlay-Scott
Arbitrator(s): Cary Allen, George A. Sawyer, David George McCabe
Hearing Site: Memphis, TN
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