07-01512 | 02/01/2008 | Claimant(s): Heath Goldstein Claimant Lawyers(s): Heath Gary Goldstein Respondent(s): Charles Ehnot, Deborah Ehnot, 1st Financial Services, DA-E Financial Group, Ltd t/a 1st Financ Respondent Lawyers(s): Robert Murphy Arbitrator(s): David C. Carter Hearing Site: Newark, NJ
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07-00987 | 02/01/2008 | Claimant(s): Joan Reid, Lawrence Juette, Linda Shirar, Lois Salaun, Richard McDonald, Roger Spinks, Stephen Salaun, Estate of Gary Driftmeyer, Timothy Drenth & Karen Driftmyer Drent, Joan B. Reid Rev. Living Tust dtd 10/02 Claimant Lawyers(s): Nicholas J. Taldone Respondent(s): Joseph Karcagi, Robert Humak Respondent Lawyers(s): Joseph Karcagi, Robert Humak Arbitrator(s): William H. Fleece, Fred A. Forbes, Brendan M. Murphy Hearing Site: Tampa, FL
| | $348,447 |
07-00710 | 01/31/2008 | Claimant(s): Cliff Naparsteck Claimant Lawyers(s): Cliff Martin Naparsteck Respondent(s): Ameriprise Financial Services., John Schoppe Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Arnold B. Galperin Hearing Site: Boca Raton, FL
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07-01520 | 01/31/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Terry Vail Respondent Lawyers(s): Terry Joe Vail Arbitrator(s): Ronald K. Sprague Hearing Site: Phoenix, AZ
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07-01950 | 01/31/2008 | Claimant(s): Kayvan Karoon Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Joseph Fitzgerald Respondent Lawyers(s): Joseph Fitzgerald Arbitrator(s): Robert L. Spangler Hearing Site: New York, NY
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07-00362 | 01/31/2008 | Claimant(s): Jose Ruelas Claimant Lawyers(s): Paul W. Thomas Respondent(s): Wachovia Securities, Stephen Wilson Respondent Lawyers(s): Demian J. Betz, Peter Dolan Arbitrator(s): John Alen DeRosa, Robert W. Vernon, Frank L. Wolf Hearing Site: Los Angeles, CA
| | $0 |
06-04188 | 01/30/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Jeffrey Arburn Respondent Lawyers(s): Jeffrey Arburn Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick Hearing Site: San Francisco, CA
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06-04356 | 01/30/2008 | Claimant(s): Donald Kent, Dwight Campbell, MCM Advisors Corp., et al Claimant Lawyers(s): James D. Sallah Respondent(s): Ernest McMullen Respondent Lawyers(s): Andrew T. Lavin Arbitrator(s): Lanny M. Leff, Mark A. Buckstein, Arnold Levine Hearing Site: Boca Raton, FL
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06-04739 | 01/30/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Douglas D. Callaway Respondent(s): Larry Margozewitz Respondent Lawyers(s): Larry R. Margozewitz Arbitrator(s): Thomas H. Griffin, Joshua D. Wallach, Leslie Bernard Jallans Hearing Site: Houston, TX
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07-00519 | 01/30/2008 | Claimant(s): Amazing Destiny Trust, Moonlight Miracle Trust Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Carlo Sparacino, David Crist, Jeffrey Reed, SII Investments., WIN-Team Insurance Services. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Barbara M. Zak, Daniel R. Brush, Steven J. Feldman Hearing Site: Los Angeles, CA
| | $255,149 |