| 06-01722 | 05/09/2008 | Claimant(s): Mary Sherwood
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Terri Coster Boesch, M. Scott Donahey, Hadden Wing Roth
Hearing Site: San Francisco, CA
|  | $0 |
| 07-01438 | 05/08/2008 | Claimant(s): Dale Croteau
Claimant Lawyers(s): Kevin G. Diamond
Respondent(s): Brian Martinsen, Michael Inghilterra, First Montauk Securities Corp.
Respondent Lawyers(s): Brian Keith Martinsen, Michael Joseph Inghilterra, Robert I. Rabinowitz
Arbitrator(s): David Love, William I. Carmen, Thomas J. Nash
Hearing Site: Boston, MA
| | $51,300 |
| 07-01464 | 05/08/2008 | Claimant(s): Arvilla Orton, Arvilla Lorraine Orton 1st Trust UA dtd
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Rebecca Engle
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Stuart M. Rapee, Joel F. Martineau, James Conrad Sankpill
Hearing Site: Boca Raton, FL
| | $245,940 |
| 06-01384 | 05/08/2008 | Claimant(s): Susan Wickizer
Claimant Lawyers(s): Paul N. Young
Respondent(s): Jeffrey Toman, Piper Jaffray & Co.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Joseph M. Costello, Rhonda L. Rhodes, Michael A. Ruderman
Hearing Site: Denver, CO
| | $0 |
| 06-05269 | 05/07/2008 | Claimant(s): Larry Graham
Claimant Lawyers(s): Michael D. Nosler
Respondent(s): Donny Hurwitz, Kenneth Shade, Robert Gioia, Terry Hamann, AFS Brokerage.
Respondent Lawyers(s): Donny Hurwitz, Kenneth E. Shade, Robert M. Gioia, Terry W. Hamann, Terry W. Hamman
Arbitrator(s): Roger T. Felthoven, Dominic Alecci, David Butler
Hearing Site: Denver, CO
| | |
| 06-03334 | 05/07/2008 | Claimant(s): James Garibaldi
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Cheryl D. Cassreino, C. Ellis Henican, James Kee Irvin
Hearing Site: New Orleans, LA
| | $225 |
| 03-06938 | 05/06/2008 | Claimant(s): Carole Lane
Claimant Lawyers(s): Guy E. Mailly
Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg
Hearing Site: Los Angeles, CA
| | |
| 07-02850 | 05/06/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jeffrey Bacon
Respondent Lawyers(s): Jeffrey R. Bacon
Arbitrator(s): Amy Lampert, Sharon L. Monroe, Daniel J. Candura
Hearing Site: Boston, MA
| | |
| 08-00100 | 05/06/2008 | Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL
| | |
| 07-03189 | 05/06/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Conrad
Respondent Lawyers(s): Michael Conrad
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | |
