07-01583 | 03/26/2008 | Claimant(s): Harold F. Davis, IRA, Davis Family Trust Claimant Lawyers(s): Harold F. Davis Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lynne T. Albert, Landrum H. Henderson, James F. Major Hearing Site: Charlotte, NC
| | $87,600 |
06-02054 | 03/25/2008 | Claimant(s): Amy Feng Claimant Lawyers(s): Thomas E. Duckworth Respondent(s): JMP Securities LLC Respondent Lawyers(s): David P. Borovsky & Howard Garfield Arbitrator(s): William W. Haskell, Gail Killefer, Steven K. McGinnis Hearing Site: San Francisco, CA
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06-04423 | 03/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Simmers Respondent Lawyers(s): David A. Sebastian Arbitrator(s): Peter B. Kupelian, Gary C. Peters, Ann D. Kuhna Hearing Site: Detroit, MI
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06-04852 | 03/25/2008 | Claimant(s): Capitola Sommer Claimant Lawyers(s): Richard J. Papst Respondent(s): Edward Jones Respondent Lawyers(s): Joseph B. Adams Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Jerry Ellner Hearing Site: Los Angeles, CA
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07-02723 | 03/25/2008 | Claimant(s): Maria Monteagudo Claimant Lawyers(s): Maria Delia Monteagudo Respondent(s): Craig Gould, Wunderlich Securities Respondent Lawyers(s): Mark D. Griffin Arbitrator(s): Mitchell B. Goldberg Hearing Site: Cleveland, OH
| | $9,000 |
07-02329 | 03/25/2008 | Claimant(s): Dave Schutz Claimant Lawyers(s): Steven M. Green Respondent(s): Mark Gundy, A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA
| | $425 |
05-04554 | 03/24/2008 | Claimant(s): David McCoy, GunnAllen Holdings. Claimant Lawyers(s): Richard A. Roth, William J. Schifino Respondent(s): Bradley Fay, Donald Gunn, Richard Frueh, Richard Nummi, Gunnallen Financial., McCoy Rep Services. Respondent Lawyers(s): Richard A. Roth, Robert W. Boos, William J. Schifino Arbitrator(s): John Steve Azadian, William E. Nodine, Kenneth R. Starr Hearing Site: Tampa, FL
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07-01620 | 03/24/2008 | Claimant(s): Almax Investments LLC Claimant Lawyers(s): Stephen P. Bedell Respondent(s): Michael Moore, Sarah Moore, EROOM Securities LLC Respondent Lawyers(s): Jennifer Zordani Arbitrator(s): G. Gale Roberson, Mark E. Larson, James Michael Bailey Hearing Site: Chicago, IL
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07-01269 | 03/20/2008 | Claimant(s): Daniel Morris Claimant Lawyers(s): Steven B. Caruso Respondent(s): Jeff Margolis, Aurora Capital LLC Respondent Lawyers(s): G. Robert Abrams, Jeff Eliot Margolis Arbitrator(s): Richard L. Herzfeld, Evdokia Sofos, Jonathan P. Russell Hearing Site: New York, NY
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07-01726 | 03/20/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): D. Daxton White Respondent(s): Charles Monahan Respondent Lawyers(s): Charles M. Monahan Arbitrator(s): Linda Fairchild, Paul Lilling, Christopher Mark Aiello Hearing Site: Orlando, FL
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