| 07-02957 | 04/14/2008 | Claimant(s): John Phillips
Claimant Lawyers(s): John S. Lutz
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Jennifer L. Petruccelli
Arbitrator(s): Richard M. Reider, Stephen Kirk Ingebretsen, David L. Erickson
Hearing Site: Denver, CO
| | |
| 07-01928 | 04/14/2008 | Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela Turiano
Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan
Hearing Site: Hartford, CT
|  | $0 |
| 06-02728 | 04/11/2008 | Claimant(s): Jeffrey Alecci
Claimant Lawyers(s): Marianne Yen
Respondent(s): Michael Sciarra
Respondent Lawyers(s): Michael Sciarra
Arbitrator(s): Stephen Tsai
Hearing Site: New York, NY
| | Expungement |
| 06-02740 | 04/11/2008 | Claimant(s): Jesse Villarreal
Claimant Lawyers(s): Kevin Keaney
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich
Hearing Site: Portland, OR
| | |
| 05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Theodore Larsen
Respondent Lawyers(s): Theodore A. Larsen
Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren
Hearing Site: Phoenix, AZ
| | |
| 07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Samuel Cole
Respondent Lawyers(s): Samuel Cole
Arbitrator(s): Susan J. Buckley
Hearing Site: New York, NY
| | |
| 07-03169 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Blum
Respondent Lawyers(s): Michael Blum
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY
| | $0 |
| 07-03171 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Stein
Respondent Lawyers(s): John Stein
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
| | $0 |
| 07-03187 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Gorman
Respondent Lawyers(s): John Gorman
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Hartford, CT
| | $0 |
| 07-02674 | 04/10/2008 | Claimant(s): Martin Schule & Zelda Schule JT TEN
Claimant Lawyers(s): Martin Schule
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): Linda J. Berberian
Hearing Site: Los Angeles, CA
| | $18,850 |
