| 01-07137 | 06/03/2008 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
|  | $0 |
| 05-05497 | 06/03/2008 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
| | $0 |
| 07-01377 | 06/03/2008 | Claimant(s): Leota Bush Trust
Claimant Lawyers(s): Steven Gourley
Respondent(s): Marcel Frey, Mark Goldie
Respondent Lawyers(s): Joseph C. Campo
Arbitrator(s): Thomas E. Shuck, Neil S. Jasper, Rosalind Anne Salzman
Hearing Site: Los Angeles, CA
| | $0 |
| 06-05141 | 06/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lisett DiDonato-Young
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Laurent C. Vonderweidt, Barton J. Brewer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | |
| 00-02997 | 06/02/2008 | Claimant(s): Ignatius du Plessis
Claimant Lawyers(s): Ignatius du Plessis
Respondent(s): Frank Mandrell, Baxter, Banks & Smith, Ltd.
Respondent Lawyers(s): F. Martin McDermott, Frank E. Mandrell
Arbitrator(s): Royal D. Heisser
Hearing Site: Los Angeles, CA
| | $90,000 |
| 07-02376 | 06/02/2008 | Claimant(s): Beatrice Strulowitz
Claimant Lawyers(s): Randall J. Perry
Respondent(s): Frances Goldstein, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese
Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus
Hearing Site: Newark, NJ
| | $0 |
| 07-03208 | 05/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Robert Herskowitz
Respondent Lawyers(s): Robert Herskowitz
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | |
| 06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim
Claimant Lawyers(s): Christine M. Bae
Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen
Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta
Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn
Hearing Site: New York, NY
| | $73,000 |
| 06-05209 | 05/30/2008 | Claimant(s): Carol Marubio, Richard Marubio
Claimant Lawyers(s): Mark P. Loftus
Respondent(s): James Sims, Robert Thurlby, MetLife Securities.
Respondent Lawyers(s): Penelope M. Taylor
Arbitrator(s): Mary Beth Wheeler, David John Diersen, Craig D. Cook
Hearing Site: Chicago, IL
| | $0 |
| 07-00979 | 05/30/2008 | Claimant(s): Benjamin Abney
Claimant Lawyers(s): Ira L. Edwards
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Edwin E O'Brien, Van R. Oliver, Mary Day Smelser
Hearing Site: Oklahoma City, OK
| | $0 |
