07-02957 | 04/14/2008 | Claimant(s): John Phillips Claimant Lawyers(s): John S. Lutz Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Jennifer L. Petruccelli Arbitrator(s): Richard M. Reider, Stephen Kirk Ingebretsen, David L. Erickson Hearing Site: Denver, CO
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07-01928 | 04/14/2008 | Claimant(s): Edward A. Sandor, IRA, Rita D. Sandor Claimant Lawyers(s): Christopher J. Gray Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela Turiano Arbitrator(s): Diane Getzler, Terrence H. Fraser, Sheri J. Caplan Hearing Site: Hartford, CT
| | $0 |
06-02728 | 04/11/2008 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): Marianne Yen Respondent(s): Michael Sciarra Respondent Lawyers(s): Michael Sciarra Arbitrator(s): Stephen Tsai Hearing Site: New York, NY
| | Expungement |
06-02740 | 04/11/2008 | Claimant(s): Jesse Villarreal Claimant Lawyers(s): Kevin Keaney Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich Hearing Site: Portland, OR
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05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Theodore Larsen Respondent Lawyers(s): Theodore A. Larsen Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren Hearing Site: Phoenix, AZ
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07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett. Claimant Lawyers(s): Revan R. Schwartz Respondent(s): Samuel Cole Respondent Lawyers(s): Samuel Cole Arbitrator(s): Susan J. Buckley Hearing Site: New York, NY
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07-03169 | 04/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Michael Blum Respondent Lawyers(s): Michael Blum Arbitrator(s): David L. Hoffberg Hearing Site: Buffalo, NY
| | $0 |
07-03171 | 04/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): John Stein Respondent Lawyers(s): John Stein Arbitrator(s): Harvey C. Flodin Hearing Site: San Diego, CA
| | $0 |
07-03187 | 04/10/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): John Gorman Respondent Lawyers(s): John Gorman Arbitrator(s): Thomas J. Donoghue Hearing Site: Hartford, CT
| | $0 |
07-02674 | 04/10/2008 | Claimant(s): Martin Schule & Zelda Schule JT TEN Claimant Lawyers(s): Martin Schule Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mai Klaassen Arbitrator(s): Linda J. Berberian Hearing Site: Los Angeles, CA
| | $18,850 |