06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et Claimant Lawyers(s): Alan R. Perry Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens Hearing Site: Boca Raton, FL
| | $0 |
07-02930 | 04/30/2008 | Claimant(s): William Kling Claimant Lawyers(s): William Kling Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): A. Keith Logue Hearing Site: Birmingham, AL
| | $0 |
07-03095 | 04/30/2008 | Claimant(s): Bruno Cimaglia Claimant Lawyers(s): Bruno Cimaglia Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Hilda H. Boas Hearing Site: New York, NY
| | $0 |
07-03425 | 04/30/2008 | Claimant(s): Shoji Takahashi Claimant Lawyers(s): Shoji Takahashi Respondent(s): Firstrade Securities Inc. Respondent Lawyers(s): Peter Gschweng Arbitrator(s): Harry Miller Hearing Site: Los Angeles, CA
| | $213 |
04-00825 | 04/29/2008 | Claimant(s): John La Spina Claimant Lawyers(s): Brian Reis Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor Hearing Site: New York, NY
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07-01434 | 04/29/2008 | Claimant(s): Mark Hootnick Claimant Lawyers(s): Edward J.M. Little Respondent(s): Greenhill & Co. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Douglas F. Stone, Edward Peter Ryan, Lawrence F. Carnevale Hearing Site: New York, NY
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07-00476 | 04/29/2008 | Claimant(s): Est. of Thomas H. Piccarreto by Bentti Claimant Lawyers(s): Douglas Moyal Respondent(s): Great Eastern Securities. Respondent Lawyers(s): Derick Johnson Arbitrator(s): Pamela H. Roderick, Evonne W.J. Tolbert, Mary L. Merkle Hearing Site: New York, NY
| | $55,686 |
07-01355 | 04/29/2008 | Claimant(s): Adele Nathanson, J&A Nathanson Family Trust Claimant Lawyers(s): Alex M. Allman Respondent(s): Chris Haera, Wachovia Securities, Dan Klein Respondent Lawyers(s): Demian J. Betz Arbitrator(s): James M. Johnstone, Richard Charles Hotvedt, Charles C. Fox Hearing Site: Baltimore, MD
| | $0 |
06-04165 | 04/28/2008 | Claimant(s): Johnnie Lloyd Claimant Lawyers(s): Tarya A. Tribble Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Beverly S. Gordon, Richard J. Fuller, David L. Walby Hearing Site: Tampa, FL
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07-02382 | 04/28/2008 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Johnson Respondent Lawyers(s): William Johnson Arbitrator(s): David W. Haynes, Michael S. Hill, Walter John Chesney Hearing Site: Boca Raton, FL
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