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FINRA Awards for Dan Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0135504/29/2008Claimant(s): Adele Nathanson, J&A Nathanson Family Trust
Claimant Lawyers(s): Alex M. Allman
Respondent(s): Chris Haera, Wachovia Securities, Dan Klein
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): James M. Johnstone, Richard Charles Hotvedt, Charles C. Fox
Hearing Site: Baltimore, MD
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