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FINRA Awards

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Displaying 20,141-20,150 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0192004/02/2009Claimant(s): Graham Williamson
Claimant Lawyers(s): Graham S. Williamson
Respondent(s): Monica Malhoit, Prudential Equity Group
Respondent Lawyers(s): Carole A. McDonald, William R. Ahern
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0234704/02/2009Claimant(s): David L. Fairbairn & Leslie T. Fairbairn
Claimant Lawyers(s): Stephen D. Halfhill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Curt H. Mueller
Arbitrator(s): Carole Rollinson, Michael H. McConihe, Stephan Paul Carrier
Hearing Site: Washington, DC
Checkmark Icon$0
08-0363404/02/2009Claimant(s): Rodney Glover
Claimant Lawyers(s): Rodney J. Glover
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
Checkmark Icon$25
08-0357204/01/2009Claimant(s): Gary Kornbluh
Claimant Lawyers(s): Gary Kornbluh
Respondent(s): M & T Securities.
Respondent Lawyers(s): Maureen W. Sullivan
Arbitrator(s): John J. Duval
Hearing Site: Rochester, NY
08-0375304/01/2009Claimant(s): Pointe Capital.
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): TB Architecture, APC
Respondent Lawyers(s): Cory B. Wilson
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0371804/01/2009Claimant(s): George and Brenda Hansen
Claimant Lawyers(s): George Hansen
Respondent(s): Hugh Bandy, Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
Checkmark Icon$3,869
08-0349504/01/2009Claimant(s): Keyur Gada
Claimant Lawyers(s): Keyur Gada
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Francesco Matteini
Arbitrator(s): Thomas F. Shine
Hearing Site: Orlando, FL
Checkmark Icon$213
08-0367404/01/2009Claimant(s): Jane Ricca
Claimant Lawyers(s): Jane E. Ricca
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Christine Moore
Hearing Site: New York, NY
Checkmark Icon$619
07-0269903/31/2009Claimant(s): Richard Blanco
Claimant Lawyers(s): Otto K. Hilbert
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William F. Skewes, Thomas Marston Haskins, Gregory P. Lembree
Hearing Site: Denver, CO
08-0254203/31/2009Claimant(s): James Davenport
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black
Respondent Lawyers(s): Frank Black
Arbitrator(s): G. Brooks Euler
Hearing Site: Louisville, KY

22,017 Results

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