07-02629 | 04/29/2009 | Claimant(s): GunnAllen Financial. Claimant Lawyers(s): Williard R. Knox Respondent(s): Carlos Bonilla, Jaime Diaz Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Margaret M McQueeney, Denise N. Seegobin, Joseph Mark Hubbell Hearing Site: New York, NY
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08-02780 | 04/29/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): William Dahm Respondent Lawyers(s): William C. Dahm Arbitrator(s): Edward T. Borer, Peter D. Shelp, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
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08-00988 | 04/29/2009 | Claimant(s): Kimberly Arntz, Neil Arntz, Neil J. Arntz, Custodian for Rio A.Arnt, Arntz Family Trust Claimant Lawyers(s): David Gaba Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Jeanne C. Stilwell, G. E. Craig Doupe, Linda I. Thomas Hearing Site: Seattle, WA
| | $48,879 |
08-03222 | 04/29/2009 | Claimant(s): William Stackpole Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John-David H. Thomas Arbitrator(s): Michael G. Hanlon Hearing Site: Boise, ID
| | $2,531 |
08-04259 | 04/29/2009 | Claimant(s): Emery Sher Claimant Lawyers(s): Emery P. Sher Respondent(s): Stifel, Nicolaus & Co.., Kirk Cleland, Matthew Kyler Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Joan L. Volz Hearing Site: Minneapolis, MN
| | $4,979 |
08-00821 | 04/29/2009 | Claimant(s): David Rademacher Claimant Lawyers(s): Gene Mitchell Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Brad Rounsaville Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand Hearing Site: New Orleans, LA
| | $0 |
08-01052 | 04/28/2009 | Claimant(s): Investment Professionals. Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Cary Scheer, Corey McCarty Respondent Lawyers(s): John R. Fahy Arbitrator(s): Robert L. Yeager, Melody A. Pruser, David A. Schuler Hearing Site: Dallas, TX
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08-01302 | 04/28/2009 | Claimant(s): American Capital Partners Claimant Lawyers(s): J. Christopher Albanese Respondent(s): Jaime Rodriguez Respondent Lawyers(s): Jaime Rodriguez Arbitrator(s): Berton Seltzberg Hearing Site: New York, NY
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08-03686 | 04/28/2009 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Caroline Mellema Respondent Lawyers(s): David A. Weintraub Arbitrator(s): Lanny M. Leff Hearing Site: Ft. Lauderdale, FL
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08-02373 | 04/28/2009 | Claimant(s): Katharine Murphy Claimant Lawyers(s): Richard Pratt Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kelly Moynihan Arbitrator(s): Amy Seltzer Hearing Site: San Francisco, CA
| | $0 |