| 08-01675 | 05/11/2009 | Claimant(s): Walter and Hanni L. Lion
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David A. King
Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni
Hearing Site: New York, NY
|  | $0 |
| 08-03893 | 05/11/2009 | Claimant(s): Robert Regenold
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Matthew W. McInteer
Arbitrator(s): Patricia Gunn
Hearing Site: Denver, CO
| | $213 |
| 08-02650 | 05/08/2009 | Claimant(s): Perrin, Holden & Davenport Capital Corp.
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Denis Kraemer
Respondent Lawyers(s): Denis William Kraemer
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
| | |
| 08-00336 | 05/08/2009 | Claimant(s): Edward King, Roderick King
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): M. Bruce Adelberg, Lita S Menkin, James Edward Seale
Hearing Site: Birmingham, AL
| | $620,507 |
| 08-01888 | 05/08/2009 | Claimant(s): Julio C. Postigo, Julio C. Postigo Revoc Liv Tr, Vivian Postigo Liv Tr U/A DTD 10/23/97
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Lawrence M. Green
Hearing Site: Boca Raton, FL
| | $4,296 |
| 08-03825 | 05/08/2009 | Claimant(s): Jacob Froess
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Amtrust Investment Services.
Respondent Lawyers(s): William L. Arnold
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | $19,173 |
| 08-04081 | 05/08/2009 | Claimant(s): Robert Mendoza
Claimant Lawyers(s): Robert Mendoza
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
| | $2,377 |
| 08-01036 | 05/08/2009 | Claimant(s): Bonnie Burdett & Joyce Anthony TTees of
Claimant Lawyers(s): George S. Trevor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Helen Marinak Blohm, Bradley C. Mitchell, Fred D. Butler
Hearing Site: San Francisco, CA
| | $0 |
| 08-01876 | 05/08/2009 | Claimant(s): Jean Ibrahim
Claimant Lawyers(s): Jean Ibrahim
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Bert Levy, Christine A. Page, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03124 | 05/08/2009 | Claimant(s): Christina Moore Howton for Josie Perkins
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Helen E. Huyler
Hearing Site: Birmingham, AL
| | $213 |
