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FINRA Awards for David A. King

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0152902/07/2012Claimant(s): Mack McReynolds
Claimant Lawyers(s): Nader Baydoun
Respondent(s): Harvestons Securities.
Respondent Lawyers(s): David A. King
Arbitrator(s): Kenneth M. Jackson, George Michael Cross, Michael Hunter Sadler
Hearing Site: Nashville, TN
08-0167505/11/2009Claimant(s): Walter and Hanni L. Lion
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David A. King
Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni
Hearing Site: New York, NY
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