| 08-01798 | 05/19/2009 | Claimant(s): Edward Santangelo Irrevocable Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Jeremy Woolcott, Fifth Third Securuties.
Respondent Lawyers(s): Dennis K. Egan
Arbitrator(s): Robert J. Scafuri, Mark A. Cleland, Edward A. Porter
Hearing Site: Detroit, MI
|  | $750,000 |
| 08-01488 | 05/18/2009 | Claimant(s): Matthew Thournout
Claimant Lawyers(s): Peter V. Fullerton
Respondent(s): vFinance Investments.
Respondent Lawyers(s): Antoinette Theodossakos
Arbitrator(s): Sheldon I. Saitlin, James G. Gertz, Andrew Jay Kohan
Hearing Site: Boca Raton, FL
| | |
| 07-00712 | 05/15/2009 | Claimant(s): C.A.S.E. Credit Union
Claimant Lawyers(s): Samuel Benton Edwards
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Brian Witus
Arbitrator(s): Jeffry M. Bauer, William C. Kubicz, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $1,028,440 |
| 08-03024 | 05/15/2009 | Claimant(s): Catherine Manoni
Claimant Lawyers(s): Catherine L Manoni
Respondent(s): Michael Standley, Moloney Securities Co..
Respondent Lawyers(s): Kenton E. Knickmeyer
Arbitrator(s): Joseph R. Soraghan, Thomas J. Ray, Jesse David Hill
Hearing Site: St. Louis, MO
| | $8,450 |
| 08-00231 | 05/15/2009 | Claimant(s): Jacquelyn Knoll
Claimant Lawyers(s): David R. Skinner
Respondent(s): Citigroup Global Markets., Citigroup, Estate of David S. Knoll
Respondent Lawyers(s): Adam M. Kauff, David R. Skinner
Arbitrator(s): Jennifer Ann Shandler, Barbara A. Johannessen, Edward A. Porter
Hearing Site: Detroit, MI
| | $0 |
| 08-02122 | 05/14/2009 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert Z. Geiger
Hearing Site: Newark, NJ
| | |
| 08-04758 | 05/14/2009 | Claimant(s): Jason Qualls
Claimant Lawyers(s): Jason W Qualls
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Rebecca Brinkley
Arbitrator(s): Chandler R Bridges
Hearing Site: Nashville, TN
| | |
| 09-02300 | 05/14/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed Magarian
Respondent(s): Kevyn Robinson
Respondent Lawyers(s): Kevyn R. Robinson
Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital
Hearing Site: Memphis, TN
| | |
| 08-00574 | 05/14/2009 | Claimant(s): Gerald Humphries
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves
Hearing Site: Jackson, MS
| | $285,222 |
| 08-04550 | 05/14/2009 | Claimant(s): Douglas Quine
Claimant Lawyers(s): Douglas Boynton Quine
Respondent(s): Computershare Securities Corporation
Respondent Lawyers(s): April J. Lindauer
Arbitrator(s): Marvin H. Ginsky
Hearing Site: Hartford, CT
| | $330 |
