| 09-00399 | 12/10/2009 | Claimant(s): William T. Corp. and Shirley F. Corp
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrills
Arbitrator(s): Constance d'Angelis, Linda Fairchild, Benjamin L. Abramowitz
Hearing Site: Orlando, FL
|  | $0 |
| 09-03589 | 12/10/2009 | Claimant(s): Carolyn Broughton
Claimant Lawyers(s): Carolyn Broughton
Respondent(s): Brandon Coombs, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George King
Hearing Site: San Francisco, CA
| | $75 |
| 09-03029 | 12/09/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Morrow
Respondent Lawyers(s): Joseph H. Morrow
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
| | |
| 09-03263 | 12/09/2009 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): John Coen
Respondent Lawyers(s): John Paul Coen
Arbitrator(s): Irwin Kahn, Lewis B. Insler
Hearing Site: New York, NY
| | |
| 09-03632 | 12/09/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Wei-Chen Chen and Hsiu-Min Huang
Respondent Lawyers(s): Wei-Chen Chen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03503 | 12/09/2009 | Claimant(s): Dwight Dunton, BPMS Wheaton Square, Mountain Energy Inc.
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Donald H. Newlin, Beverly F. Druitt, Christopher M. McMurray
Hearing Site: Richmond, VA
| | $0 |
| 08-04646 | 12/09/2009 | Claimant(s): H. Roark & Associates.
Claimant Lawyers(s): Brad M. Johnston
Respondent(s): PowerChem LLC
Respondent Lawyers(s): Stephen Coontz
Arbitrator(s): Edwin C. Shiver, Fred D. Butler, Sean B. Meehan
Hearing Site: Reno, NV
| | $0 |
| 08-05023 | 12/09/2009 | Claimant(s): Jonathan Mandell and Margaret Mandell
Claimant Lawyers(s): Richard G. Menaker
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Catherine Ladnier, Susan C. Lushing, Peter A. Goldman
Hearing Site: New York, NY
| | $0 |
| 09-00553 | 12/09/2009 | Claimant(s): MF Global Inc.
Claimant Lawyers(s): Philip Tanzar
Respondent(s): Jelle Terpstra, Jelle Terpstra Beheer BV
Respondent Lawyers(s): Jelle Terpstra
Arbitrator(s): Lise Gabrielle Hunter, Ronnie Steinkoler, Lilian M. Leong
Hearing Site: New York, NY
| | $0 |
| 09-00559 | 12/09/2009 | Claimant(s): MF Global.
Claimant Lawyers(s): Philip Tanzar
Respondent(s): Jelle Terpstra, Jelle Terpstra Beheer BV
Respondent Lawyers(s): Jelle Terpstra
Arbitrator(s):
Hearing Site: New York, NY
| | $0 |
