| 09-01033 | 12/30/2009 | Claimant(s): Walter D. Blake-Trustee
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): James Jahnsen, Marc Friedson, J. B. Hanauer & Co
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): George W. Rodormer
Hearing Site: Boca Raton, FL
|  | $0 |
| 08-00688 | 12/29/2009 | Claimant(s): P. Isenberg
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Dexter B. Johnson
Arbitrator(s): Robert T. Allen, Mary C. Thornberry, David M. Pierce
Hearing Site: Charlotte, NC
| | |
| 08-02482 | 12/29/2009 | Claimant(s): Lance Beck
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Joyce F. Glucksman, Monique Michelle Wilkerson, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | |
| 09-02477 | 12/29/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Daniel Carriazo
Respondent Lawyers(s): Daniel J. Carriazo
Arbitrator(s): Joel Margolies, Harry Dressler, Harold F. Corrigan
Hearing Site: Miami, FL
| | |
| 05-00924 | 12/29/2009 | Claimant(s): Barry and Janet Lang
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Richard Laine, Kimball & Cross Investment Management
Respondent Lawyers(s): John C. Clifford, Richard R. Laine
Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny
Hearing Site: Boston, MA
| | $145,846 |
| 08-03101 | 12/29/2009 | Claimant(s): Jean Powell
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Norair Seferian, Peter Marzo, GunnAllen Financial.
Respondent Lawyers(s): Jay Marc Israel, Norair Allain Seferian, Timothy Feil
Arbitrator(s): Joan M. Traub, Christine Costigan, Michele S. Riley
Hearing Site: New York, NY
| | Expungement |
| 09-02956 | 12/29/2009 | Claimant(s): Jose Fabian Severi & Ana Maria Silva JTW
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
| | $16,213 |
| 09-04070 | 12/29/2009 | Claimant(s): Manual Millan
Claimant Lawyers(s): Manual Millan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY
| | $17,451 |
| 08-02529 | 12/29/2009 | Claimant(s): Andrew Walzer
Claimant Lawyers(s): Andrew I. Walzer
Respondent(s): Gerard Koske, Muriel Siebert & Co.., Muriel Siebert, National Financial Services LLC
Respondent Lawyers(s): Hiram D. Gordon, Michael G. Shannon
Arbitrator(s): Michael H. DuBoff, Marguerite B. Filson, Michael L. Moran
Hearing Site: New York, NY
| | $0 |
| 08-04392 | 12/29/2009 | Claimant(s): Peter J. DaPuzzo and Jane DaPuzzo
Claimant Lawyers(s): Steven B. Feigenbaum
Respondent(s): Robert Myers
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Donald J. Rasweiler, Barry Feiden, George W. Fehling
Hearing Site: New York, NY
| | $0 |
