21-02939 | 05/16/2023 | Claimant(s): The Estate of Louise B. Lieber, John Carrell Lieber Family Trust Claimant Lawyers(s): William R. Ponsoldt Respondent(s): Christopher Queen Respondent Lawyers(s): Kyle A. Owens Arbitrator(s): Leslie L. Cooney, Scott Manker, Peter Joseph Battaglia Hearing Site: Boca Raton, FL
| | $54,300 |
22-00921 | 05/15/2023 | Claimant(s): John Holly Claimant Lawyers(s): Samantha Pastor Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL
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22-01027 | 05/12/2023 | Claimant(s): Daniel Dong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ernst & Young Capital Advisors Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY
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22-01936 | 05/12/2023 | Claimant(s): Gene Whobrey, Susanne Whobrey Claimant Lawyers(s): William B. Young Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): John Hitchings Arbitrator(s): Charles E. White, Samuel Appel, Olivia Corrie Smith Hearing Site: Atlanta, GA
| | Dismissed with Rule 12206 |
22-01666 | 05/12/2023 | Claimant(s): Joseph Kruse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): McClellon D. Cox Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL
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21-02283 | 05/12/2023 | Claimant(s): Unbnd Group Pty LTD. Claimant Lawyers(s): Rex A. Mann Respondent(s): Park Lane IBS, Stonehaven Respondent Lawyers(s): Michael D. Kibler Arbitrator(s): Eva H. Posman, Elliot Schnapp, Vincent Louis Hearing Site: New York, NY
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22-01685 | 05/12/2023 | Claimant(s): Allan Babaian Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C. Respondent Lawyers(s): Damian Maggio, Emily A. Hayes Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen Hearing Site: Boca Raton, FL
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22-01920 | 05/12/2023 | Claimant(s): Andrew Massaro Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell Hearing Site: New York, NY
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21-00819 | 05/12/2023 | Claimant(s): Rotem Perelmuter Claimant Lawyers(s): Geoffrey T. Macbride Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): Jeffrey M. Allen, Dorian Antoine Peters, Nancy Lynne Williamson Hearing Site: San Francisco, CA
| | $3,976,050 |
23-00021 | 05/11/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Dennis Hanrahan Respondent Lawyers(s): Dennis Christopher Hanrahan Arbitrator(s): James M. Rhodes Hearing Site: New York, NY
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