Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02045 | 02/09/2021 | Claimant(s): Charles Rizzo, Linda Rizzo, Linda P. Currier Living Trust Claimant Lawyers(s): Kristian Kraszewski Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL |  | Expungement |
| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum III Respondent(s): Pedro Bolano Respondent Lawyers(s): Pedro Luis Bolano Arbitrator(s): Theodore Haynes Hearing Site: Orlando, FL | ||
| 19-02389 | 01/06/2021 | Claimant(s): Jean Johnson, Pamela Johnson, Thomas Johnson Claimant Lawyers(s): William B. Young Respondent(s): Charles Hall, Kingsbury Capital. Respondent Lawyers(s): Benjamin B. Coulter, Peter B. King Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Gayle B. Carlson Hearing Site: Orlando, FL | | Expungement |
| 20-00424 | 12/29/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-01058 | 11/22/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00448 | 11/17/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): High Mark Securities. Respondent Lawyers(s): Kenneth R. Wiseman Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00223 | 11/04/2020 | Claimant(s): Robert Overall Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
| 20-00445 | 10/30/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): New England Securities Corporation Respondent Lawyers(s): Marc A. Cohn Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-00886 | 10/30/2020 | Claimant(s): Heather Churchill Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-01600 | 10/30/2020 | Claimant(s): Victor Lizardi Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim Hearing Site: Orlando, FL |