| 07-01389 | 05/12/2008 | Claimant(s): Ken Frain
Claimant Lawyers(s): Scott L. Silver
Respondent(s): David Cowoski
Respondent Lawyers(s): David Cowoski
Arbitrator(s): Nicholas V. Pulignano, Michael W. Brody, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
|  | $116,000 |
| 07-01054 | 05/05/2008 | Claimant(s): Andrea Mears
Claimant Lawyers(s): Andrea Diane Mears
Respondent(s): Bud Nicol
Respondent Lawyers(s): Stephanie L. Knott
Arbitrator(s): Linda Fairchild, Benjamin E. Fisher, Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 07-01526 | 04/24/2008 | Claimant(s): Richard Crandall
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Simone Sicola, Ian S. Greig, Richard Frederick Schaufert
Hearing Site: Orlando, FL
| | |
| 07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester
Claimant Lawyers(s): J. Benton Stewart
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller
Hearing Site: Orlando, FL
| | $0 |
| 06-03860 | 04/03/2008 | Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): George Jackson, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier
Hearing Site: Orlando, FL
| | $0 |
| 07-01726 | 03/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Monahan
Respondent Lawyers(s): Charles M. Monahan
Arbitrator(s): Linda Fairchild, Paul Lilling, Christopher Mark Aiello
Hearing Site: Orlando, FL
| | |
| 05-04256 | 02/14/2008 | Claimant(s): Jose Rivera
Claimant Lawyers(s): Darren C. Blum
Respondent(s): John Elwin, Nicholas Natale, Granite Associates.
Respondent Lawyers(s): John D. Elwin, Nicholas A. Natale
Arbitrator(s): David P. Slater, Richard W. Thornburg, Thomas Roe Oldt
Hearing Site: Orlando, FL
| | $676,000 |
| 07-00960 | 02/07/2008 | Claimant(s): Edgar Barron
Claimant Lawyers(s): Edgar Rene Barron
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen A. Dedenbach
Arbitrator(s): John R. Main, Warren A. Forest, Benjamin E. Fisher
Hearing Site: Orlando, FL
| | |
| 07-00423 | 12/27/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter
Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate
Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 07-00072 | 12/26/2007 | Claimant(s): Assunta Ritucci-Chinni, Elene Zeni, Francesco Ritucci-Chinni, Franz Ritucci-Chinni, Guilio Zeni, Martha Ritucci-Chinni
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Sterling Financial Investment Group
Respondent Lawyers(s): Ejola Christlieb Cook
Arbitrator(s): John Berryman, Thomas K. Goldie, Robert J. Walter
Hearing Site: Orlando, FL
| | $162,290 |
