Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-05025 | 09/20/2010 | Claimant(s): Rita Brown Claimant Lawyers(s): David H. Simmons Respondent(s): Banc of America Investment Services Inc., Scott Krause Respondent Lawyers(s): Barton Wayne Cox Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL |  | $56,512 |
| 09-04241 | 09/15/2010 | Claimant(s): Richard Brockway Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Respondent Lawyers(s): Arbitrator(s): Wilbert H. Luck, Dennis R. Nolte, Robert S. Anderson Hearing Site: Orlando, FL | | Stipulated Award and Expungement |
| 09-05666 | 09/14/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Andrew Park Respondent(s): David Moody Respondent Lawyers(s): David W. Moody Arbitrator(s): Cindy L. Anderson Hearing Site: Orlando, FL | ||
| 09-01300 | 08/23/2010 | Claimant(s): James Culp, Nancy Culp, James and Nacy Culp Family Trust Claimant Lawyers(s): Steven J. Gard Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Stanley Yorsz Arbitrator(s): Ronald W. Devoe, William H. Steinbrenner, James P. Ryan Hearing Site: Orlando, FL | | $0 |
| 09-03354 | 07/22/2010 | Claimant(s): Christina Adler-Carhart Claimant Lawyers(s): Patrick Richmond Respondent(s): Melanie Sweet, Raymond James Financial Services. Respondent Lawyers(s): Terrance A. Bostic Arbitrator(s): Gary F. Lang, Stuart K. Furman, Pat Anthony Mercurio Hearing Site: Orlando, FL | | $99,360 |
| 09-00530 | 07/15/2010 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Frederick S. Schrils Respondent(s): Donald J. Reilly, Donald Reilly and Helen Reilly Respondent Lawyers(s): Howard Rosenfield Arbitrator(s): Linda Fairchild, Donald J. Spero, Theodore Haynes Hearing Site: Orlando, FL | | $0 |
| 09-05643 | 07/15/2010 | Claimant(s): Marilyn Hazell Claimant Lawyers(s): Nicholas D. Thomas Respondent(s): David Dube Respondent Lawyers(s): David William Dube Arbitrator(s): Harvey Alan Blicksilver Hearing Site: Orlando, FL | | $400,000 |
| 09-01766 | 07/08/2010 | Claimant(s): Gilbert MacGregor Claimant Lawyers(s): K. Michael Swann Respondent(s): Wachovia Securities Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Simone Sicola Hearing Site: Orlando, FL | | $20,000 |
| 09-05951 | 07/01/2010 | Claimant(s): Carol Davies Claimant Lawyers(s): Carol Davies Respondent(s): Scottrade Inc. Respondent Lawyers(s): Andrew C. Small Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | | $375 |
| 09-01573 | 06/15/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Colleen M. Fitzgerald Respondent(s): Paul Kotos Respondent Lawyers(s): Curtis Carlson Arbitrator(s): Linda Fairchild, Paul Lilling, Dennis R. Nolte Hearing Site: Orlando, FL |