Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00726 | 08/02/2012 | Claimant(s): Janice Warfel, William Warfel, Antietam Industries. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Robert E. Thompson, Robert L. Chisolm, Christopher L. Mass Hearing Site: Orlando, FL |  | $233,035 |
| 10-04709 | 07/25/2012 | Claimant(s): Victoria Tacher-Zavala Claimant Lawyers(s): Charles E. Scarlett Respondent(s): Waddell & Reed Respondent Lawyers(s): Carrie Bechtold Arbitrator(s): William H. Steinbrenner, Robert J. Walter, James Howell Garrison Hearing Site: Orlando, FL | | Expungement |
| 11-02695 | 07/20/2012 | Claimant(s): Donald P. Lenio, IRA Claimant Lawyers(s): William B. Young Respondent(s): Morgan Stanley Respondent Lawyers(s): Susan Macfarlane Arbitrator(s): David M. Levine Hearing Site: Orlando, FL | | Expungement |
| 11-04544 | 07/16/2012 | Claimant(s): Eduard Van Raay Claimant Lawyers(s): Martin F. Gusy Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor Respondent Lawyers(s): Ann M. Hensler Arbitrator(s): Patricia Gunn Hearing Site: Orlando, FL | ||
| 10-00863 | 06/22/2012 | Claimant(s): John A. Boccio and Barbara Boccio Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney M. Krouse Arbitrator(s): Richard J. Fuller Hearing Site: Orlando, FL | | Stipulated Award |
| 11-02423 | 06/22/2012 | Claimant(s): Thomas Symonds, Thomas B Symonds, TTEE Claimant Lawyers(s): Thomas B Symonds Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Robert J. Walter Hearing Site: Orlando, FL | | $575 |
| 11-02238 | 06/08/2012 | Claimant(s): Raymer F. Maguire Trust Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Diana A. Weiner, Raymond E. Cornelius Hearing Site: Orlando, FL | | Expungement |
| 11-00670 | 06/07/2012 | Claimant(s): Francis Bolduc Claimant Lawyers(s): Eric M. Rolinson Respondent(s): Wells Fargo Advisors, Susan Baiocco Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Stuart K. Furman, Greg Knight, Jack A. Helms Hearing Site: Orlando, FL | | Expungement |
| 10-00712 | 05/22/2012 | Claimant(s): Jack Lewis Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Charles W. Lavender Hearing Site: Orlando, FL | | Stipulated Award |
| 10-00054 | 05/18/2012 | Claimant(s): Kelvin Banfield Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney Krosse Arbitrator(s): Christopher M. Shulman Hearing Site: Orlando, FL | | Stipulated Award |