| 07-03241 | 05/13/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Peter Hirshfield
Respondent Lawyers(s): Peter Hirshfield
Arbitrator(s): Marguerite B. Filson
Hearing Site: New York, NY
|  | $0 |
| 07-03198 | 05/12/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): William Chen
Respondent Lawyers(s): William Chen
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 07-02178 | 05/09/2008 | Claimant(s): Alfred Baker
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Wildredo Felix, Primex Prime Electronic Execution
Respondent Lawyers(s): Wildredo Felix, Wilfredo Felix
Arbitrator(s): Marilyn J. Salzman, Michael J. Tully, Edwin I. Levy
Hearing Site: New York, NY
| | $17,130 |
| 07-00079 | 05/06/2008 | Claimant(s): David Pepe
Claimant Lawyers(s): Jack Chan
Respondent(s): Michael Andzel, Morgenthau & Associates.
Respondent Lawyers(s): Richard J. Magid
Arbitrator(s): Bernard A. Kesselman, Elizabeth Lubetkin, Theodore M. Davis
Hearing Site: New York, NY
| | $52,000 |
| 06-03753 | 05/06/2008 | Claimant(s): Richard B., and Lucy A. Barnes
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Summit Equities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Cynthia H. Plishtin, Alan Shaw, Richard V. Adams
Hearing Site: New York, NY
| | $0 |
| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
| | |
| 07-03200 | 05/02/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Kevin Browne
Respondent Lawyers(s): Kevin Browne
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 07-03095 | 04/30/2008 | Claimant(s): Bruno Cimaglia
Claimant Lawyers(s): Bruno Cimaglia
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Hilda H. Boas
Hearing Site: New York, NY
| | $0 |
| 04-00825 | 04/29/2008 | Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
| | |
| 07-01434 | 04/29/2008 | Claimant(s): Mark Hootnick
Claimant Lawyers(s): Edward J.M. Little
Respondent(s): Greenhill & Co.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Douglas F. Stone, Edward Peter Ryan, Lawrence F. Carnevale
Hearing Site: New York, NY
| | |
