| 08-00519 | 07/31/2008 | Claimant(s): Azar Hamid
Claimant Lawyers(s): Mitchell Markowitz
Respondent(s): Vision
Respondent Lawyers(s): Kenneth F. Berg
Arbitrator(s): Richard E. Lerner
Hearing Site: New York, NY
|  | $0 |
| 07-03632 | 07/28/2008 | Claimant(s): Robert Melle
Claimant Lawyers(s): Martin P. Unger
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders
Hearing Site: New York, NY
| | |
| 05-05320 | 07/25/2008 | Claimant(s): David Levy
Claimant Lawyers(s): David B. Bernfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Alfred P. Reeves, Larry W. Befeler, Mitchell Jay Bayer
Hearing Site: New York, NY
| | |
| 07-02940 | 07/25/2008 | Claimant(s): Don Chaifetz
Claimant Lawyers(s): Don Chaifetz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward G. Toptani
Hearing Site: New York, NY
| | $213 |
| 07-01353 | 07/24/2008 | Claimant(s): Fran Brunwasser
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Eric Weisblum, Rushmore Capital.
Respondent Lawyers(s): Carole R. Bernstein
Arbitrator(s): Marguerite B. Filson, Leah R. Marks, Ellen Slipp
Hearing Site: New York, NY
| | Expungement |
| 08-00147 | 07/23/2008 | Claimant(s): Pointe Capital.
Claimant Lawyers(s): Daniel R. Levene
Respondent(s): Kurt Muller
Respondent Lawyers(s): Kurt Yasin Muller
Arbitrator(s): Gilbert F. Bach
Hearing Site: New York, NY
| | |
| 07-02776 | 07/22/2008 | Claimant(s): Jose Fiquene Barbosa, Evoluon Empreendimentos, LTDA
Claimant Lawyers(s): Saboor H. AbdulJaami
Respondent(s): Claudio Izquierdo, Fabrizio Neves, UBS Financial Services Inc., UBS International.
Respondent Lawyers(s): Claudio Izquierdo, Jeoff M. Cahen, Kenneth G. Crowley
Arbitrator(s): Judith R. MacDonald, Joseph J. Arata, Eric P. Nachman
Hearing Site: New York, NY
| | $0 |
| 07-03463 | 07/21/2008 | Claimant(s): Carmit Dragushansky
Claimant Lawyers(s): Carmit Dragushansky
Respondent(s): Spencer-Winston Securities Corporation
Respondent Lawyers(s): Oscar Echman
Arbitrator(s): Brenna L. Stewart
Hearing Site: New York, NY
| | $699 |
| 07-02874 | 07/10/2008 | Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janis Campanella
Arbitrator(s): Lucas A. Ferrara
Hearing Site: New York, NY
| | |
| 07-03185 | 07/08/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Feldman
Respondent Lawyers(s): David Feldman
Arbitrator(s): Bernard A. Friedman
Hearing Site: New York, NY
| | $0 |
