| 07-03046 | 11/07/2008 | Claimant(s): Jean and David Darzi
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Aaron L. Danzer
Arbitrator(s): Catherine Tinker, Judith C. Greene, Andrew J. Gerber
Hearing Site: New York, NY
|  | $0 |
| 08-00544 | 11/06/2008 | Claimant(s): Westpark Capital.
Claimant Lawyers(s): Paul Caron
Respondent(s): Chanse Menendez
Respondent Lawyers(s): Chanse Keith Menendez
Arbitrator(s): John J. Witkowski
Hearing Site: New York, NY
| | |
| 07-01435 | 10/31/2008 | Claimant(s): John Buglisi
Claimant Lawyers(s): Raji Kocchar
Respondent(s): Lewis Franklin
Respondent Lawyers(s): Lewis Joseph Franklin
Arbitrator(s): Judith C. Greene
Hearing Site: New York, NY
| | |
| 08-01376 | 10/31/2008 | Claimant(s): Gwen Snorteland
Claimant Lawyers(s): Howard I. Elman
Respondent(s): Mizuho Securities USA Inc.
Respondent Lawyers(s): Ronald E. Richman
Arbitrator(s): Arnold L. Goren, Peter P. Skomorowsky, Arthur H. Sobel
Hearing Site: New York, NY
| | |
| 04-03481 | 10/30/2008 | Claimant(s): JAS Holding Corporation, Jeffrey & Lauren Sardis JTWROS, Jeffrey & Lauren Sardis Jt. Ten
Claimant Lawyers(s): Dan Brecher, William F. Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Brian F. McDonough, Michael J. Dell
Arbitrator(s): Martin Jay Siegel, Dennis C. Meyerson, Michael S. Perinelli
Hearing Site: New York, NY
| | $3,500,000 |
| 07-03417 | 10/30/2008 | Claimant(s): Brant Kantor, Joel Kantor, Sue & Joe Kantor
Claimant Lawyers(s): Michael Bedell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 06-04706 | 10/28/2008 | Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd.
Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo
Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus
Hearing Site: New York, NY
| | $0 |
| 07-03437 | 10/27/2008 | Claimant(s): Darlene Vietri, IRA
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Louis Liberatore
Respondent Lawyers(s): Louis John Liberatore
Arbitrator(s): Mary Ellen Burns, Alexander Yaroslavsky, Howard L. Haykin
Hearing Site: New York, NY
| | $47,650 |
| 07-03592 | 10/22/2008 | Claimant(s): Gregory Eagan
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Richard B. Palmer
Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone
Hearing Site: New York, NY
| | |
| 08-00096 | 10/20/2008 | Claimant(s): Winnie Mou
Claimant Lawyers(s): Winnie Yukwing Mou
Respondent(s): State Farm Vp Management Corp.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross
Hearing Site: New York, NY
| | |
