| 08-04436 | 09/23/2009 | Claimant(s): Ann Lerner
Claimant Lawyers(s): Ann Lerner
Respondent(s): Bear Stearns & Company.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Allan E. Johnson, Barbara Sullivan-Parry, Edward A. Markward
Hearing Site: New York, NY
|  | $0 |
| 09-00153 | 09/21/2009 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Dennis N. Lueck
Respondent(s): Apostolos Pitsironis
Respondent Lawyers(s): Christine A. Palmieri
Arbitrator(s): Gilbert F. Bach, Daniel B. Berkson, Alan A. Gray
Hearing Site: New York, NY
| | |
| 08-03748 | 09/21/2009 | Claimant(s): Jed Prevor
Claimant Lawyers(s): Jed Prevor
Respondent(s): Cohen Specialists
Respondent Lawyers(s): Christopher Cacace
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | $950 |
| 09-01506 | 09/17/2009 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Michael Giugliano
Respondent(s): Ardeshir Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | |
| 08-01910 | 09/17/2009 | Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Corin R. Swift
Arbitrator(s): Judith C. Zerden, Jacob Aschkenasy, Matthew Loguercio
Hearing Site: New York, NY
| | $0 |
| 08-00640 | 09/14/2009 | Claimant(s): Carol Dahl, Citicorp Investment Services/ Citigroup
Claimant Lawyers(s): David Butler
Respondent(s): Michael Miley
Respondent Lawyers(s): Ronald P. Labeck
Arbitrator(s): Zuhayr A. Moghrabi, Adelfa Ann Lugo, Jonathan P. Russell
Hearing Site: New York, NY
| | Expungement |
| 08-00736 | 09/03/2009 | Claimant(s): Rosemarie Riley
Claimant Lawyers(s): Lauren Topelsohn
Respondent(s): Mark Moskowitz, Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Mark Moskowitz
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $213,964 |
| 09-00861 | 09/01/2009 | Claimant(s): Helen Howard
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Investments, David Logsdon
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): William G. Binckes, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
| | Expungement |
| 09-01081 | 09/01/2009 | Claimant(s): William Formon and Kimberly A. Formon
Claimant Lawyers(s): William Formon
Respondent(s): Charles Schwab, Evelyn Dilsaver, George Pereira, Charles Schwab & Co.., Randall Merk, Charles Schwab Investment Management, Schwab Investments., The Charles Schwab Corporation
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $11,555 |
| 08-01978 | 08/31/2009 | Claimant(s): Rosalie Sellitto
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Ameriprise Financial Services., Michael Sangirardi
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Peter J. Kenny, Judith Levin, Howard Weitz
Hearing Site: New York, NY
| | $67,750 |
