| 12-01801 | 03/28/2013 | Claimant(s): Daniel H. Lerner
Claimant Lawyers(s): Daniel H. Lerner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
|  | $0 |
| 10-03283 | 03/27/2013 | Claimant(s): Karen McFadden
Claimant Lawyers(s): Neil M Frank
Respondent(s): Brian Bornstein, Clarkeson Research Group Inc.
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Richard W. Cutler, David I. Goldblatt, Lowell D. Johnston
Hearing Site: New York, NY
| | $0 |
| 12-03163 | 03/26/2013 | Claimant(s): Philip Merryman
Claimant Lawyers(s): Philip Merryman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Brian T. Donadio
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
| | $0 |
| 12-03165 | 03/25/2013 | Claimant(s): Mark Picard
Claimant Lawyers(s): Julian Friedman
Respondent(s): Millenco
Respondent Lawyers(s): Allan S. Sexter
Arbitrator(s): Clifford Matthew Olson
Hearing Site: New York, NY
| | $0 |
| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 11-04678 | 03/22/2013 | Claimant(s): David Levitt
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Ronald Marvin
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Burton M. Fendelman, Robert Youdelman, Robert S. Getman
Hearing Site: New York, NY
| | $402,950 |
| 11-03327 | 03/21/2013 | Claimant(s): Peter Hasho
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Kip C. Lubcke, Mitchell S. Friedman, Robert G. O'Brien
Hearing Site: New York, NY
| | $0 |
| 12-01058 | 03/21/2013 | Claimant(s): Richard Klein
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Erin Gibbons, Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Ann Pinciss Berman, Martin A. Edelstein, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 10-05731 | 03/15/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Barney Greengrass
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Jack Friedman, Abigail J. Pessen, John Nino Brenkovich
Hearing Site: New York, NY
| | $0 |
| 11-03163 | 03/15/2013 | Claimant(s): Alan Hartman
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Daniel Altchek
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | $0 |
