| 16-00208 | 02/02/2017 | Claimant(s): Linda Hennessy
Claimant Lawyers(s): John Newman
Respondent(s): Morgan Stanley, William Agresti
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard D. Jacob, Ernesto V. Luzzatto, Stephen J. Patti
Hearing Site: New York, NY
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| 16-02020 | 01/26/2017 | Claimant(s): Laidlaw & Company (uk) Ltd.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Manuel Paredes
Respondent Lawyers(s): Manuel Tomas Paredes
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
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| 16-01552 | 01/24/2017 | Claimant(s): Barbara Doran
Claimant Lawyers(s): Barbara L Doran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Larry A. Kimmel, Pamela H. Roderick, Joan M. Traub
Hearing Site: New York, NY
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| 14-02402 | 01/23/2017 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Scott Schulte
Respondent Lawyers(s): Scott Frederick Schulte
Arbitrator(s): Edward W. Morris, James Alexander Brown
Hearing Site: New York, NY
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| 16-00110 | 01/23/2017 | Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s): Michael Genovese
Respondent Lawyers(s): Michael Genovese
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
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| 16-00615 | 01/23/2017 | Claimant(s): Natasha Boyden
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): Global Hunter Securities, Seaport Global Securities LLC
Respondent Lawyers(s): Jonathan R. Jeremias
Arbitrator(s): Linda J. Baer, Barry Steven Port, John Berton
Hearing Site: New York, NY
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| 16-02386 | 01/23/2017 | Claimant(s): Stephen Anderson
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Jeffrey Miller, Jeffrey Tabak, Miller Tabak + Co., Mitchell Securities.
Respondent Lawyers(s): Jeffrey Miller, Thomas S. Mitchell
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
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| 15-01963 | 01/20/2017 | Claimant(s): Hirak Biswas
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Anna M. Fanelli, Mitchell Jay Bayer, Richard Gee
Hearing Site: New York, NY
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| 15-03455 | 01/20/2017 | Claimant(s): Joseph La Ferla
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Thomas Caiaffa, Madelon M. Rosenfeld, Selma Moy
Hearing Site: New York, NY
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| 16-00858 | 01/19/2017 | Claimant(s): Michael Banjany
Claimant Lawyers(s): Michael Banjany
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Elizabeth Gilbert, Barbara Bordeman Kearney, Sheryl E. Elias
Hearing Site: New York, NY
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